As the Chief Compliance Officer, Nick oversees the compliance function as well as third-party risk management, inclusive of operational due diligence, vendor due diligence, and legal.
Nick is driven by collaborating with dedicated, thoughtful colleagues who are committed to delivering the highest quality service to clients.
Experience
15+ years in the financial services industry, including 8+ years in private wealth management
Managing Director – Finance & Risk Management, SCS
Alternative Investments Operations & Due Diligence Analyst, Raymond James Financial
Previously worked at GMO and State Street Bank
Former professional baseball player
Education & Credentials
B.A. in Marketing, Boston College
Masters in Administrative Studies, Boston College
CFA
Beyond SCS
Nick enjoys spending time with his friends and family, is an avid golfer, and enjoys traveling.
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