Nick Asselin, CFA
Chief Compliance Officer
Finance & Risk Management
Boston, MA
As the Chief Compliance Officer, Nick oversees the compliance function as well as third-party risk management, inclusive of operational due diligence, vendor due diligence, and legal.
Nick is driven by collaborating with dedicated, thoughtful colleagues who are committed to delivering the highest quality service to clients.
Experience
- 15+ years in the financial services industry, including 8+ years in private wealth management
- Managing Director – Finance & Risk Management, SCS
- Alternative Investments Operations & Due Diligence Analyst, Raymond James Financial
- Previously worked at GMO and State Street Bank
- Former professional baseball player
Education & Credentials
- B.A. in Marketing, Boston College
- Masters in Administrative Studies, Boston College
- CFA
Beyond SCS
Nick enjoys spending time with his friends and family, is an avid golfer, and enjoys traveling.