As a Director on the Compliance team, Kristin is responsible for implementing the day-to-day, alongside the compliance team. Her team partners with leadership and advisory teams to support ethical practices, regulatory readiness, and a culture of compliance. Her specific areas of focus include control testing, marketing review, and compliance training oversight.
Kristin is driven to create a culture where compliance is seen as a strategic advantage, not an obstacle. She is motivated by protecting clients, supporting advisors, and ensuring the firm can grow responsibly and with integrity.
